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Compliance Officer

2022-01-11 10:09:582022-02-07 Lloyd Recruitment Services Limited
Job Type Permanent Full Time
Location London, EC1Y
Area Greater London, UK Greater London UK London, EC1Y
Sector Financial Services
Salary £40000 - £60000
Start Date ASAP
Advertiser Emma Walsh
Telephone 01372 818 299
Job Ref EW11533
Our client, an established and growing bank are looking to strengthen their compliance team and are looking for an experienced Compliance Officer.
** Salary £40k - £60k ** Central London Location ** 5% Pensions ** Annual Bonus ** Hybrid Working in Place **
Reporting directly to the Compliance & Data Protection Manager, the successful individual will be required to perform Compliance Risk Assessments and will be the second in line to oversee the banks continuous compliance in line with application laws, regulations and internal policies.
  • Performing compliance risk assessments
  • Second line oversight of laws, regulations and policies
  • Developing and implementing a Compliance Monitoring Programme
  • Issuing compliance review reports
  • Reporting key findings from compliance reviews to the relevant governance committees
  • Tracking regulatory communications
  • Assisting the CCO and the Compliance Managers
  • Performing administrative tasks relating to the compliance department
  • Developing, reviewing and updating the policies, procedures and other governance documents
  • Compile monthly, quarterly / annual MI reports
  • Industry experience gained in Banking or the Financial Services industries
  • Previous compliance experience
  • Knowledge of Regulatory Framework
  • Good interpersonal and communication skills
  • Fully IT proficient
NB: Lloyd Recruitment Services would like to thank you for taking the time to apply to this vacancy. However, unfortunately due to a high number of applications, we are only able to respond to shortlisted applicants. If you have not heard from us within seven days, please assume that you have not be shortlisted on this occasion. However please do join our Facebook community, to be the first to see our new positions.
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